-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N2LkT6+deFpal9ExKaf/0yMqeeC9VKr9bjr4xCk2xpxEbk/eO1EWv2U6LqwgPVnT /oRhxFa/5cMmNvxOS4vzMQ== 0000950135-97-000806.txt : 19970223 0000950135-97-000806.hdr.sgml : 19970223 ACCESSION NUMBER: 0000950135-97-000806 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970221 SROS: NASD GROUP MEMBERS: CAP/HAMBRO, INC. GROUP MEMBERS: CAP/HAMBRO, L.P. GROUP MEMBERS: CROSS ATLANTIC PARTNERS K/S GROUP MEMBERS: HAMBRO AMERICA, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMPATH INC CENTRAL INDEX KEY: 0001003114 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 133459685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47077 FILM NUMBER: 97540578 BUSINESS ADDRESS: STREET 1: 1010 THIRD AVE STREET 2: STE 303 CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2127028321 MAIL ADDRESS: STREET 2: 1010 THIRD AVENUE STE 303 CITY: NEW YORK STATE: NY ZIP: 10021 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CROSS ATLANTIC PARTNERS K/S CENTRAL INDEX KEY: 0001033799 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: HAMBRO INTERNATIONAL EQUITY PARTNERS STREET 2: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122237400 SC 13G 1 CROSS ATLANTIC PARTNERS STATEMENT ON SC 13G 1 --------------------------- OMB APPROVAL --------------------------- OMB NUMBER: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO._______)* Impath Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.005 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 452 55G 10 1 ---------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 pages 2 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 2 of 11 ------------ --- ---- - --------------------------- --------------------------- SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cross Atlantic Partners K/S - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Denmark - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 315,875 Shares EACH REPORTING ------------------------------------------------------ PERSON 7. SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 315,875 Shares - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 315,875 Shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 6.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 2 of 11 pages 3 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 3 of 11 ----------- --- ---- - --------------------------- --------------------------- SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CAP/Hambro, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 Shares NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 315,875 Shares EACH REPORTING ------------------------------------------------------ PERSON 7. SOLE DISPOSITIVE POWER WITH 0 Shares ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 315,875 Shares - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 315,875 Shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 6.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- Page 3 of 11 pages 4 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 4 of 11 ------------ --- ---- - --------------------------- --------------------------- SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CAP/Hambro, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 Shares NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 315,875 Shares EACH REPORTING ------------------------------------------------------ PERSON 7. SOLE DISPOSITIVE POWER WITH 0 Shares ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 315,875 Shares - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 315,875 Shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 6.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- Page 4 of 11 pages 5 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 5 of 11 ------------ --- ---- - --------------------------- --------------------------- SCHEDULE 13G - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hambro America, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 Shares NUMBER OF ------------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 315,875 Shares EACH REPORTING ------------------------------------------------------ PERSON 7. SOLE DISPOSITIVE POWER WITH 0 Shares ------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 315,875 Shares - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON. 315,875 Shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9. 6.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- Page 5 of 11 pages 6 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 6 of 11 ------------ --- ---- - --------------------------- --------------------------- NOTE: This Statement on Schedule 13G is being filed on behalf of Cross Atlantic Partners K/S, CAP/Hambro, L.P., CAP/Hambro, Inc. and Hambro America, Inc. CAP/Hambro, L.P. is the sole general partner of Cross Atlantic Partners, K/S. CAP/Hambro, Inc. is a general partner of CAP/Hambro, L.P. Hambro America, Inc. is the sole shareholder of CAP/Hambro, Inc. Item 1(a). Name of Issuer: --------------- Impath Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 1010 Third Avenue, Suite 302 New York, New York 10021
Item 2(a) Item 2(b) Item 2(c) --------- --------- --------- Citizenship or Place Name of Person Filing Address of Organization --------------------- ------- --------------- Cross Atlantic Partners K/S, c/o Hambro Health International, Inc. Denmark a Danish limited 650 Madison Avenue partnership New York, NY 10022 CAP/Hambro, L.P., the sole c/o Hambro Health International, Inc. Delaware general partner of Cross 650 Madison Avenue Atlantic Partners K/S. New York, NY 10022 CAP/Hambro, Inc., the sole general c/o Hambro Health International, Inc. Delaware partner of CAP/Hambro, L.P., 650 Madison Avenue which is wholly-owned by New York, NY 10022 Hambro America, Inc. Hambro America, Inc., the parent c/o Hambro Health International, Inc. New York corporation of CAP/Hambro, 650 Madison Avenue Inc. New York, NY 10022
Item 2(d). Title of Class of Securities: ----------------------------- Common Stock, $.005 par value. Item 2(e). CUSIP Number: ------------ 452 55G 10 1 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or ------------------------------------------------------------ 13d-2(b), check whether the person filing is a: ---------------------------------------------- (a) [ ] Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. Page 6 of 11 pages 7 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 7 of 11 ------------ --- ---- - --------------------------- --------------------------- (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) of the Act. None of the above. Item 4. Ownership: ---------- (a) Amount Beneficially Owned: As of December 31, 1996, each of the following is the owner of record of the number of shares of Common Stock set forth next to its name: Cross Atlantic Partners K/S 287,076 shares CAP/Hambro, L.P. 0 shares CAP/Hambro, Inc. 0 shares Hambro America, Inc. 0 shares Additionally, Cross Atlantic Partners K/S holds presently exercisable warrants to purchase 28,799 shares of Common Stock. Therefore, each of CAP/Hambro L.P., CAP/Hambro, Inc., and Hambro America, Inc. (collectively the "Entities") may be deemed to beneficially own the 287,076 shares owned by Cross Atlantic Partners K/S as well as the 28,799 exerciseable warrants held by Cross Atlantic Partners K/S. Hence Cross Atlantic Partners and the Entities may be deemed to own beneficially an aggregate of 315,875 shares (Common Stock and Warrants). (b) Percent of Class: Cross Atlantic Partners K/S 6.0% CAP/Hambro, L.P. 6.0% CAP/Hambro, Inc. 6.0% Hambro America, Inc. 6.0% The foregoing percentages are calculated based on the 5,293,525 shares of Common Stock reported to be outstanding in the Quarterly Report on Form 10-Q of Impath Inc. for the quarter ended September 30, 1996. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Cross Atlantic Partners K/S 0 shares CAP/Hambro, L.P. 0 shares CAP/Hambro, Inc. 0 shares Hambro America, Inc. 0 shares (ii) shared power to vote or to direct the vote: Cross Atlantic Partners K/S 6.0% CAP/Hambro, L.P. 6.0% CAP/Hambro, Inc. 6.0% Hambro America, Inc. 6.0% Page 7 of 11 8 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 8 of 11 ------------ --- ---- - --------------------------- --------------------------- (iii) sole power to dispose or to direct the disposition of: Cross Atlantic Partners K/S 0 shares CAP/Hambro, L.P. 0 shares CAP/Hambro, Inc. 0 shares Hambro America, Inc. 0 shares (iv) shared power to dispose or to direct the disposition of: Cross Atlantic Partners K/S 315,875 shares CAP/Hambro, L.P. 315,875 shares CAP/Hambro, Inc. 315,875 shares Hambro America, Inc. 315,875 shares Cross Atlantic Partners K/S, CAP/Hambro, L.P., CAP/Hambro, Inc. and Hambro America, Inc. expressly disclaim beneficial ownership of any shares of Common Stock of Impath Inc., except any shares held directly of record. Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which --------------------------------------------------------- Acquired the Security Being Reported on by the Parent Holding -------------------------------------------------------------- Company: -------- Not applicable. Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not applicable. Cross Atlantic Partners K/S, CAP/Hambro, L.P., CAP/Hambro, Inc. and Hambro America, Inc. expressly disclaim membership in a "group" as defined in Rule 13d-1(b)(ii)(H). Item 9. Notice of Dissolution of Group: ------------------------------- Not applicable. Page 8 of 11 pages 9 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 9 of 11 ------------ --- ---- - --------------------------- --------------------------- Item 10. Certification: -------------- Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). Attached as EXHIBIT 1 hereto is a Joint Filing Agreement executed by each of the filing persons pursuant to Rule 13d-1(f) under Section 13(d) of the Act. Page 9 of 11 pages 10 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 10 of 11 ----------- ---- ---- - --------------------------- --------------------------- SIGNATURE --------- After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. We also hereby agree to file this statement jointly pursuant to the agreement set forth as Exhibit 1 hereto. Dated: February 20, 1997 CROSS ATLANTIC PARTNERS K/S By: CAP/HAMBRO, L.P. Its General Partner By: /s/ Charles L. Dimmler, III ------------------------------ Charles L. Dimmler, III Authorized Officer By: CAP/HAMBRO, INC. Its General Partner By: /s/ Charles L. Dimmler, III ------------------------------ Charles L. Dimmler, III Authorized Officer CAP/HAMBRO, INC. By: /s/ David Barnett ------------------------------ David Barnett Authorized Officer HAMBRO AMERICA, INC. By: /s/ David Barnett ------------------------------ David Barnett Authorized Officer Page 10 of 11 pages EX-1 2 AGREEMENT TO JOINT FILING 1 - --------------------------- --------------------------- CUSIP No. 452 55G 10 1 13G Page 11 of 11 ----------- ---- ---- - --------------------------- --------------------------- Exhibit 1 --------- AGREEMENT Pursuant to Rule 13d-1(f) (1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Impath Inc.. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. EXECUTED this 20th day of February, 1997. CROSS ATLANTIC PARTNERS K/S By: CAP/HAMBRO, L.P. Its General Partner By: /s/ Charles L. Dimmler, III --------------------------------- Charles L. Dimmler, III Authorized Officer By: CAP/HAMBRO, Inc. Its General Partner By: /s/ Charles L. Dimmler, III --------------------------------- Charles L. Dimmler, III Authorized Officer CAP/HAMBRO, INC. By: /s/ David Barnett --------------------------------- David Barnett Authorized Officer HAMBRO AMERICA, INC. By: /s/ David Barnett --------------------------------- David Barnett Authorized Officer Page 11 of 11 -----END PRIVACY-ENHANCED MESSAGE-----